Senior Audit Manager, Wealth Management

We’re looking for an experienced Senior Audit Manager to join a Private Wealth Audit team supporting a leading financial services organization.

This is a great opportunity for a senior audit professional who understands the complexities of wealth management, investment advisory, trust/fiduciary activities, and personal banking and can provide strategic risk insight to senior stakeholders.

🔹 What you’ll do:

• Lead complex, risk-based internal audit engagements across the Private Wealth portfolio

• Develop audit scope, risk assessments, project plans, resources, timelines, and deliverables

• Assess emerging business and regulatory risks and translate them into effective audit coverage

• Review audit findings and reports and communicate recommendations to senior management

• Build strong relationships with business leaders and provide practical risk and control guidance

• Lead, coach, and mentor audit professionals while maintaining high-quality audit standards

🔹 What we’re looking for:

• Extensive progressive internal audit experience

• Experience within a large U.S. bank, wealth management firm, trust company, or Registered Investment Advisor (RIA)

• Strong knowledge of investment, advisory, wealth management, trust, and fiduciary risks and controls

• Bachelor's degree in Accounting, Finance, or a related field

• Strong executive communication, relationship management, and project leadership skills

• CFA, CFIRS, CPA, CIA, or relevant securities licenses are a plus

Interested or know of anyone who is? Apply today!