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JCW Group
New York, NY
A leading investment bank/broker-dealer is looking to hire a Compliance Testing professional. Reporting to an MD on their compliance team, this individual will assist in the development and execution of the firm's…
Green Key Resources
New York, NY
If you do not currently have a Series 7 and 24, you cannot be considered for this role. Broker-Dealer Chief Compliance Officer Position Overview A leading financial services organization is seeking an experienced Chief…
Abacus Group, LLC
Jersey City, NJ
Our client is a global bank. They seek a Director, Broker Dealer Controller to join their Jersey City, NJ office. Responsibilities Direct month-end close and financial reporting processes to ensure accuracy, timeliness,…
Cetera Financial Group
Wallington, NJ
Please Note: This opportunity is not a direct position with Cetera Financial Group. Accepted applicants will become affiliated with Cetera Investment Services LLC (marketed as Cetera Financial Institutions or Cetera…
Empower Staffing, Inc
New York, NY
About Us Out client is a rapidly growing Fintech company based in NYC with a global presence. The Role Looking for an experienced Controller to own accounting, reporting, and regulatory compliance across a multi-entity…
Cetera Financial Group
Lodi, CA
Please Note: This opportunity is not a direct position with Cetera Financial Group. Accepted applicants will become affiliated with Cetera Investment Services LLC (marketed as Cetera Financial Institutions or Cetera…
Atrium
New York, NY
Atrium is seeking on behalf of our client a Regulatory Reporting Director based in New York. A background check may be run only after a conditional offer is made, where permitted by law. Position: Regulatory Reporting…
Four Springs Capital Markets
Wall Township, NJ
About Four Springs Capital Markets Four Springs Capital Markets (“FSCM”) is the distribution arm of Four Springs TEN31 Xchange. Founded in 2008, the firm is a long-standing participant in the tax-advantaged real estate…
Ascendo Resources
Chicago, IL
Audit Senior / Audit Manager – Commercial Real Estate & Financial Services Chicago, IL | Hybrid | $100,000 – $160,000 + Bonus Ascendo Resources is representing a nationally recognized public accounting firm that is…